New York City is the world financial capital — a vibrant and dominant center in which key finance decisions determine the world economy. From Madison Avenue to Wall Street, the city is full of premier wealth management companies, boutique advisory firms, and international financial giants. If you need long-term investment planning, retirement planning, or high-net-worth wealth management, NYC is where you will discover the most talented in the business.
In this detailed guide, we delve into the Best Finance Firms in New York, going in-depth about their services, positives, and why they excel in one of the world’s most competitive financial hubs.
1. Creative Planning
Headquarters: Overland Park, KS
AUM: Over $300 billion
Website: https://creativeplanning.com
Creative Planning has become one of the best financial companies because of its holistic planning model. The firm caters to high-net-worth individuals, entrepreneurs, and families with extensive portfolios in New York.
Services
- Retirement and investment planning
- Tax and legal services
- Estate and trust planning
- Business owner strategy
2. CAPTRUST
Headquarters: Raleigh, NC
AUM: $700+ billion
Website: https://www.captrust.com
CAPTRUST is one of the largest independent financial advisory firms in the U.S. In NYC, the firm services executives, corporations, nonprofits, and educational institutions.
Services
- Investment consulting
- Corporate retirement plans
- Financial planning and wealth
3. Mercer Global Advisors
Headquarters: Denver, CO
AUM: More than $50 billion
Website: https://www.merceradvisors.com
Mercer Global Advisors is renowned for its comprehensive financial offering. The NYC office serves high-income professionals and family offices.
Services
- Portfolio construction
- Estate and legacy planning
- Tax planning
- Divorce financial planning
4. Wealth Enhancement Group
Headquarters: Minneapolis, MN
AUM: Over $65 billion
Website: https://www.wealthenhancement.com
Wealth Enhancement Group stands out at making complex financial strategies easy. Their team-based approach ensures all clients draw from wide expertise.
Services
- Cash flow analysis
- Investment and insurance planning
- Advanced retirement strategy
- Real-time financial dashboards
5. Mariner Wealth Advisors
Headquarters: Overland Park, KS
AUM: Over $100 billion
Website: https://www.marinerwealthadvisors.com
Mariner provides solid, independent financial services. Their NYC office focuses on business succession planning and philanthropic planning.
Services
- Trust and estate planning
- Tax coordination
- Business consulting
- Charitable giving strategy
6. Cerity Partners
Overview
Headquarters: New York City, NY
AUM: Over $60 billion
Website: https://www.ceritypartners.com
Cerity Partners is a local giant. With intimate familiarity with the NYC financial landscape, they offer full-service solutions with Wall Street-level acumen.
Services
- Executive compensation planning
- Family governance
- Corporate benefits
- Risk management
7. EP Wealth Advisors
Headquarters: Torrance, CA
AUM: Over $21 billion
Website: https://www.epwealth.com
Although headquartered in California, EP Wealth’s NYC office is making a splash with contemporary, values-based investing and financial life planning.
Services
- ESG investing
- Life insurance integration
- Real estate investing advice
- Education fund plans
8. Beacon Pointe Advisors
Headquarters: Newport Beach, CA
AUM: More than $25 billion
Website: https://www.beaconpointe.com
Beacon Pointe is a female-owned firm that prioritizes social responsibility in the pursuit of financial growth. Their New York clients enjoy the firm’s ESG-driven strategies and extensive planning services.
Services
- Values-based and sustainable investing
- Retirement and end-of-life planning
- Charitable trust creation
- Family financial education
Why New York is the Financial Capital of the World
New York boasts:
- The New York Stock Exchange (NYSE)
- NASDAQ
- More than 40% of the U.S. finance industry
- Over $4 trillion worth of assets handled by local companies
No wonder the city draws top financial advisors, investment strategists, hedge fund managers, and certified planners. Selecting a financial company in New York is selecting industry expertise, world market access, and customized, high-end services.
Major Things to Consider in Selecting a NYC Financial Company
Define Your Financial Objectives
Are you saving for retirement, dealing with an inheritance, or expanding business capital? Pair companies with objectives.
Ask Credentials
Seek planners who hold credentials such as:
- CFP® (Certified Financial Planner)
- CFA® (Chartered Financial Analyst)
- CPA (Certified Public Accountant)
Know Their Fee Structure
Fee-only planners (not commission-based) tend to make less biased suggestions.